Tag Archives: Dodd-Frank; 10(b); Exchange Act

The NYSE-Deutsche Börse Merger and Private Rights of Action Under the Securities Exchange Act

On February 15, 2011, NYSE Euronext, Inc. (“NYSE”) unveiled its merger plan with Deutsche Börse AG (“Deutsche Börse) which would result in cost synergies related in part to clearing and market operations. If consummated, the combined company would be 60% … Continue reading

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SEC Requests Comments For Its Study On Extraterritorial Private Rights of Action

President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”) on July 21, 2010, which, among other things, codified the ability of the Securities and Exchange Commission (“SEC”) and the United States Department of Justice … Continue reading

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