Tag Archives: stockbroker fraud lawyer

Traders “Going Rogue” Redux

In connection with volatile stock markets, Warren Buffett once said, “It’s only when the tide goes out that you learn who’s been swimming naked.” One would expect to see some naked swimmers, i.e. traders who are suffering huge losses, when … Continue reading

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SEC’s Proposed Regulations For Credit Rating Agencies Still Need Work

   In our June blog post , we reported that the U.S. Securities and Exchange Commission  proposed new regulations in its effort to ensure that credit rating agencies no longer have conflicts with the issuers they rate.  During the last … Continue reading

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Supreme Court Reverses Fifth Circuit’s Error in Halliburton Class Action

  On Monday, June 6, the Supreme Court issued a very short and, for plaintiffs’ securities lawyers, sweet decision almost summarily reversing the Fifth Circuit’s decision denying Rule 23 (b)(3) class certification to the lead plaintiff in a 10b-5 securities … Continue reading

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